Stanbic IBTC Bank is a leading African banking group focused on emerging markets globally. It has been a mainstay of South Africa's financial system for 150 years, and now spans 16 countries across the African continent.
Standard Bank is a firm believer in technical innovation, to help us guarantee exceptional client service and leading edge financial solutions. Our growing global success reflects our commitment to the latest solutions, the best people, and a uniquely flexible and vibrant working culture. To help us drive our success into the future, we are looking for resourceful individuals to join our dedicated team at our offices.
We are recruiting to fill the position below:
Job Position: Officer, Compliance, Stockbroker
Job Location: Victoria Island, Lagos
Job Description
- Responsible for the Compliance function of the Company, functioning as an independent and objective officer responsible for the review and evaluation of compliance issues / compliance risk management concerns within the organization.
- Support the day-to-day operation of the Company’s compliance programme.
- Advise the management and ensure employees follow the governing rules and regulations set out by regulatory bodies; and the company’s policies and procedures are not breached.
- Responsible for regulatory change management and interactions with both internal and external stakeholders
- Provide assurance support for the business, by understanding the compliance risk management needs to achieve 100% compliance status.
- Coordinate periodic reviews on regulatory policies and circulars that impact the various business units in line with the regulatory change management process.
- Effectively track the level of compliance with policies such as Personal Trading, Other Business Interest declaration, Gift and Entertainment.
- In conjunction with the relevant stakeholders, ensure that the right risk management practices are sustained.
- Ensure implementation of defined KYC processes and requirement for account opening in line with laid down rules.
Requirements
Qualifications:
- Must be SEC-sponsored.
- Bachelor’s Degree in Law, Finance, Business Administration, Economics or a related discipline from a reputable institution.
- Relevant professional qualification can be an added advantage (e.g. DCP, ICAN, ACCA, CAMS).
Experience:
- Minimum of 4 years of experience in a compliance, legal, or regulatory role within a financial services or capital market entity.
- Knowledge of AML/CFT/CPF regulations and reporting obligations
- Familiarity with laid down SEC & NGX rules, guidelines, and reporting requirements.
Additional Information:
Behavioural Competencies:
- Checking Things.
- Documenting Facts.
- Embracing Change.
- Examining Information.
- Following Procedures.
- Interpreting Data.
Technical Competencies:
- Stakeholder engagement.
- Data Analytics.
- Compliance with Regulations.
- Risk & Compliance Management.
